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Patent Law by Angel Leiva: Primary Sources

Types of Patent Infringements

Direct infringement.  Direct infringement occurs in two types: literal and nonliteral. First, as held in Larami, literal infringement occurs when a patent owner meets the burden of establishing infringement by proving that the infringing product meets “every element of … [its patented] claim.” Larami Corporation v. Amron, 27 USPQ2d 1280 (E.D. Pa 1993).  Secondly, as held in Graver, non-literal infringement occurs when the accused device performs substantially the same function in substantially the same way to obtain the same result.” Graver Tank & Manufacturing Co. v. Linde Air Products Co., 339 U.S. 605, 608 (1950).

Indirect Infringement.  Indirect infringement also occurs in two types, jointly: contributory and by inducement. As held in Lucent, contributory infringement occurred when Microsoft sold an infringing patented product, which induced users to use such product as intended. The originator of that patented product is then the indirect infringerLucent Techs., Inc. v. Gateway, Inc., 580 F.3d 1301 (2009).

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Elements Required for Patentability with Citing Decisions

The five primary requirements for patentability are: (1) patentable subject matter, (2) utility, (3) novelty, (4) nonobviousness, and (5) enablement.

1. Patentable Subject Matter.  First, for an invention to be patented is that it must be patentable subject matter. Under 35 U.S.C. § 101, the categories for patentable subject matter are broadly defined as any process, machine, manufacture, or composition of matter, or improvement thereof.  In Diamond v. Chakrabarty, the Supreme Court found that Congress intended patentable subject matter to "include anything under the sun that is made by man." See Diamond v. Chakrabarty, 447 U.S. 303  (1980)

2. Utility.  Secondly, the invention must be useful.  See 35 U.S.C. § 101.  The PTO has developed guidelines for determining compliance with the utility requirement.  The guidelines require that the utility asserted in the application be credible, specific, and substantial.  These terms are defined in the Utility Guidelines Training Materials.  Credible utility requires that logic and facts support the assertion of utility, or that a person of ordinary skill in the art would accept that the disclosed invention is currently capable of the claimed use.

3. Novelty.  Third, the invention must be novel, as described under 35 U.S.C. § 102, consisting of two distinct requirements; novelty and statutory bars to patentability.  Novelty requires that the invention was not known or used by others in this country, or patented or described in a printed publication in this or another country, prior to invention by the patent applicant.  See 35 U.S.C. § 102(a).  To meet the novelty requirement, the invention must be compared to the prior art.  The statutory bar applies where the invention was in public use or on sale in this country, or patented or described in a printed publication in this or another country more than one year prior to the date of the application for a U.S. patent.  See 35 U.S.C. § 102(b).

4. Nonobviousness.  Fourth, the invention must meet the nonobviousness test, as added by Congress in the Patent Act of 1952. The test for nonobviousness is whether the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious to a person having ordinary skill in the art at the time the invention was made.  See 35 U.S.C. § 103.  In 2007, the Supreme Court, in KSR International Co. v. Teleflex, Inc.,550 U.S. 398 (2007) endorsed an expansive and flexible approach under which "a court must ask whether the improvement is more than the predictable use of prior art elements according to their established functions."

5. Enablement.  Fifth, the enablement requirement is directly related to the specification, or disclosure, which must be included as part of every patent application.  "The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains...to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention."  See 35 U.S.C. § 112.  At the end of the specification, the applicant lists "one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention."  See 35 U.S.C. § 112.  Enablement is understood as encompassing three distinct requirements:  the enablement requirement, the written description requirement, and the best mode requirement.   

  1. To satisfy the enablement requirement, the specification must describe the invention with sufficient particularity that “a person having ordinary skill in the art” would be able to make and use the claimed invention without "undue experimentation."  See In re Wands, 858 F.2d 731 (Fed Cir. 1988).  In In re Wands, the Federal Circuit Court of Appeals listed eight factors to be considered in determining whether a disclosure would require undue experimentation.  The Patent and Trademark Office has incorporated these factors in the Manual of Patent Examining Procedure (MPEP).  See MPEP 2164.01(a)
  2. The written description requirement compares the description of the invention set out in the specification with the particular attributes of the invention identified for protection in the claims.  In addition to disclosing sufficient information to enable others to practice the claimed invention, the patent applicant is required to disclose the best mode of practicing the invention.  See 35 U.S.C. § 112.  The best mode requirement is violated where the inventor fails to disclose a preferred embodiment, or fails to disclose a preference that materially affects making or using the invention.  See Bayer AG v. Schein Pharmaceuticals, Inc., 301 F.3d 1306 (Fed. Cir. 2002)
  3. A violation of the best mode requirement involves two essential elements:  first, it must be determined whether the inventor actually had a preferred mode of practicing the invention at the time the application was filed. If it is established that the inventor did contemplate a best mode for practicing the invention, the question then becomes whether sufficient information was disclosed to enable a person of ordinary skill in the art to practice the best mode of the invention.

The aforementioned information was extracted, in part, from: https://www.law.cornell.edu/wex/Patent and https://www.uspto.gov.

International Patent Law: Treaties

Most Cited Supreme Court Patent Decisions (2005-2015)

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